Thursday, July 13, 2023

Principles of Investment Banking - B.Com/BBA Syllabus

 Investment Banking Basics

Introduction to Investment Banking

Investment banking services, investment banking services by kind of investment bank, merchant banking services Issue Management; Pre-issue and post-issue duties; Shifting Investment Banking Environment SEBI norms for capital market regulation.

SEBI issuance and Listing of Debt Securities Regulation 2008 apply to merchant bankers, brokers, sub brokers, intermediaries, and portfolio managers.

A financial organization known as an investment bank helps people, businesses, and governments raise cash by underwriting securities or serving as the client's agent in the Assurance of Securities (or both).

Types of Investment Banks

Depending on what they do, investment banks can be divided into two main categories. These could be more appropriately referred to as investment banking branches of activity. 

1. Sell side: This includes activities like trading securities as well as market-making, transaction facilitation, and the marketing and promotion of securities through research and underwriting.

2. Buy side: Describes organizations that offer direction and advise with regard to purchasing investing services. Insurance firms, hedge funds, unit trusts, mutual funds, and private equity funds are typical buy-side players.


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Functions of Investment Bank